Programme In Securities Operations And Risk Management

This course provides a comprehensive understanding of the functioning of the securities market in India. It covers the structure and operations of the market, introducing learners to various market participants such as investors, brokers, custodians, clearing houses, and depositories. The course explains different types of financial instruments and the key role of SEBI as a regulatory authority ensuring market transparency, investor protection, and compliance. Learners will gain insights into the complete trade life cycle, including custodial transaction execution, order management, operations management, risk disclosure, and the processes of clearing and settlement. The course also explores the risk management framework, compliance requirements, and regulatory reporting. Participants will understand how margin payments are managed, how auctions are conducted in case of settlement failures, and how investor grievances are addressed through mechanisms like arbitration and the customer protection fund. Lastly, the course highlights the essential services provided by brokers and intermediaries, making it ideal for those seeking a practical and regulatory overview of Indian securities markets